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Current Employers
Bolton Securities Corporation

579 Main Street, Bolton, MA 01740 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-12-08
  • FL RA
    APPROVED
    Since 2022-12-08

Branch Locations

579 Main Street, Bolton, MA 01740 • United States

55 Weston Road Suite 301, Weston, FL 33326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 08/2014 04/2019
Wells Fargo Clearing Services, Llc Weston FL 04/2019 Present
Bolton Global Capital Bolton MA 08/2021 Present
Bolton Global Asset Management Bolton MA 09/2022 Present
Previous Registrations
Other Businesses

Adriana is dual registered with Bolton Global Asset Management, an SEC registered IA Firm, as an Investment Advisor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-22
  • S66 Uniform Combined State Law Examination
    2011-08-22
Other Names
  • Adriana Gonzalez
  • Adrianna M Perez
  • Adriana M Gonzalez

View on SEC IAPD

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