Euclides Rafael Moreno

Current Employers

Employment History

• 02/2000 → 04/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 04/2017 → 04/2017
  Bank Of America, N.A.
  Miami, FL
• 04/2017 → Present
  Bolton Global Capital
  Bolton, MA
• 04/2017 → Present
  Bolton Global Asset Management
  Bolton, FL

Previous Registrations

• 2004-03-15 → 2017-05-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  Miami, FL
  Miami, FL

Other Businesses

1) Investment Advisor Representative with Bolton Global Asset Management, doing business as either 'Moreno Wealth Management Group, LLC' as 'Managing Partner' OR 'PWA Family Office, LLC' as 'Managing Director'. Investment related and conducted from branch location. Time spent on advisory business is split with brokerage business, but represents full-time job. Began upon association with firm in April, 2017. Approved February in February to provide services through outside custodian, The Bank of New York Mellon Corporation. 2) Owner and operator of Moreno Wealth Management Group, LLC, entity set up to facilitate securities and investment advisory business. Investment related and conducted from branch office location. Spends nominal amount of time per month outside and during business hours managing the LLC. Began upon association with firm in April, 2017. 3) Owner of three residential rental properties located in Miami, FL and Coral Gables, FL. Not investment related. Does not spend more than 1 hour per month on activity. Began renting in 2010. 4) Licensed to sell fixed insurance products. Provides referrals to insurance agents at carriers for the sale of fixed insurance products. Spends approximately 1-hour during trading per month. Conducted from Branch location. Activity 09/2019. 5) Co-owner and 'Managing Director' of 'PWA Family Office, LLC'. This entity was set up to operate securities and investment advisory services as a Bolton Branch. Time spent is balanced with time managing 'Moreno Wealth Management Group, LLC', but represents full-time job. Conducted from same Branch location. Rep is contact person. 6) PWA Family Office is engaged in the 'PWA Family Office Advisor Support Program'. In this program, the PWA Branch office provides administrative support to other Bolton Representatives and IARs in exchange for a portion of the compensation they earn. As co-owner of PWA Family Office, Euclides will earn a portion of this compensation. This role is not directly investment related but includes investment services support. Euclides will not spend more than a few hours per month of this activity.

Exams

• S66 Uniform Combined State Law Examination
  2000-10-23