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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-05-18 |
Branch Locations
5110 Maryland Way Suite 100, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southeast Financial Credit Uni | Brentwood | TN | 01/2010 | Present |
| Cuna Brokerage Services, Inc | Waverly | IA | 04/2010 | Present |
| Lpl Financial Llc | Brentwood | TN | 05/2022 | Present |
1)05/18/2022 - MEMBERS Financial Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- Registered Admin 2)05/18/2022 - MEMBERS Financial Services Program located at SOUTHEAST FINANCIAL CREDIT UNION-Investment Related- At Reported Business Location(s)- Financial Institution Duty- Licensed Sales Assistant- Start Date- 04/2010- 160 Hours Per Month/160 Hours During Securities Trading- Time Spent 100% 3)3/8/2023 - Southeast Financial Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/07/2023 - 160 Hours Per Month/120 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-30 |
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