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Millicent Ann Gunter

Truist Advisory Services, Inc.

Kodak, TN

CRD 5092463

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Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-03-22
  • TN RA
    APPROVED
    Since 2024-03-22

Branch Locations

Kodak, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 05/2008 02/2018
Suntrust Advisory Services Atlanta GA 09/2016 02/2018
Suntrust Investment Services, Inc Wilmington NC 04/2018 04/2021
Suntrust Advisory Services, Inc Wilmington NC 04/2018 02/2021
Truist Investment Services, Inc. Wilmington NC 02/2021 Present
Truist Advisory Services, Inc. Wilmington NC 02/2021 Present
  • 05/2008 → 02/2018
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 09/2016 → 02/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 04/2018 → 04/2021
    Suntrust Investment Services, Inc
    Wilmington, NC
  • 04/2018 → 02/2021
    Suntrust Advisory Services, Inc
    Wilmington, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Wilmington, NC
  • 02/2021 → Present
    Wilmington, NC
Previous Registrations
  • 2016-09-12 → 2018-03-05
    Wilmington, NC
  • 2008-05-23 → 2016-12-31
    Truist Investment Services, Inc.
    Wilmington, NC
  • 2006-05-04 → 2008-02-06
    Wells Fargo Investments, Llc
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-03
  • S66 Uniform Combined State Law Examination
    2006-05-03
Other Names
  • Millicent Hobbs
  • Missy Gunter

View on SEC IAPD

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