Judy Karen Armstrong

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 02/2018
  Invest Financial Corporation
  St. Petersburg, FL
• 10/2014 → Present
  Independent Financial Solutions
  St. Petersburg, FL
• 02/2018 → Present
  Lpl Financial Llc
  St Petersburg, FL

Previous Registrations

• 2014-10-15 → 2018-02-15
  Invest Financial Corporation
  St Petersburg, FL
  Appleton, WI
  Appleton, WI
• 2011-07-22 → 2014-10-21
  Principal Securities, Inc.
  Tampa, FL
  St Petersburg, FL

Other Businesses

1. 02/14/2018 - TOASTMASTERS INTERNATIONAL - Not Investment Related - 2ND AVE N. ST. PETERSBURG FL 33701 - Other - VOLUNTEER - Start Date 08/11/2012 - 6 Hours Per Month. 2. 02/14/2018 - LIPTON DESIGN - Not Investment Related - 606 35TH AVE N ST. PETERSBURG FL 33704 - Other - Owner - Start Date 08/11/2012 - 30 Hours Per Month/0 Hours During Securities Trading. 3. 02/14/2018 - FUTURE HOME REALTY - Investment Related - 13029 W LINEBAUGH AVE STE 101, TAMPA, FL 33626 - Mortgage/Real Estate Services - Real Estate Agent - Start Date 2/1/2015 - 5 Hours Per Month/2 Hours During Securities Trading. 4. 02/14/2018 - 65 Up - Investment Related - Non-Variable Insurance - AGENT - Start Date 1/2/2015 - 20 Hours Per Month/10 Hours During Securities Trading - MEDICARE SUPPLEMENT & MEDICARE ADVANTAGE. 5. 02/14/2018 - INDEPENDENT FINANCIAL SOLUTIONS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 200 Hours Per Month/160 Hours During Securities Trading. 6. 02/14/2018 - LIFE BROKERAGE FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 10/14/2014 - 40 Hours Per Month/40 Hours During Securities Trading - LTC, Fixed Annuitiies, Term Life. 7. 02/14/2018 - Livingston Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 8. 02/14/2018 - Livingston - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 9. 03/02/2018 - Gulley Financial Advice & Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/05/2018 - 40 Hours Per Month/40 During Securities Trading. 10. 8/27/2018 - Elizabeth Townes CPA - Investment Related - 2701 W Busch Blvd #211, Tampa, FL 33618 - Tax Prep/Accounting/CPA - Start Date: 08/27/2018 - 10 Hours Per Month/4 Hours During Securities Trading - Tax preparation. 11. 3/26/2021 - Armstrong Ingenuity LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 09/19/2019 - 1 Hour Per Month During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-07-25
• S65 Uniform Investment Adviser Law Examination
  2011-05-09

Other Names

• Judy Karen Ryan
• Judy Karen Armstrong
• Judy Karen Lipton
• Judy Karen Lipton
• Judy Karen Gulley