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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-03 |
Branch Locations
280 Congress St Suite 1300, Boston, MA 02210 • United States
Dover, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of New York Mellon | Boston | MA | 08/2016 | 05/2020 |
| Mml Investors Services, Llc | Boston | MA | 05/2020 | Present |
| Mass Mutual Life Insurance Company | Boston | MA | 04/2020 | Present |
NAME: HIGHLAND PEAK WEALTH, INC. INV REL: N ADD: 280 CONGRESS STREET, SUITE 1300, BOSTON, MA 02210 NATURE: PERSONAL INC. FOR MMLIS BUSINESS POSITION: MANAGING PARTNER START DATE: 02/15/2024 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 40 DESCRIBE DUTIES: THIS IS THE DBA OF OUR MMLIS BUSINESS ADVISORY BUSINESS. WE WORK WITH CLIENTS TO MANAGE THEIR INVESTMENTS PORTFOLIO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-21 |
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