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Tara Leigh Rotfeld

Edward Jones

Waukesha, WI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-14
WI RA APPROVED 2010-07-08
  • TX RA
    APPROVED_RES
    Since 2018-12-14
  • WI RA
    APPROVED
    Since 2010-07-08

Branch Locations

W249 S3642 Center Road, Waukesha, WI 53189 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2010 Present
Other Businesses

TL and JL Holdings, LLC (my Edward Jones branch) Type of business: Financial Advising Waukesha, WI Start date: 2/21/2023 owner Hours per week: 50 Hours during trading: 40 Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-07
  • S66 Uniform Combined State Law Examination
    2010-07-07
Other Names
  • Tara Leigh Kopecky
  • Tara Leigh Rotfield

View on SEC IAPD

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