Joel E Stein

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 01/2023
  Baystate Financial Services
  Boston, MA
• 01/2015 → 03/2017
  Metlife Securities Inc.
  Wellesley, MA
• 03/2017 → 01/2023
  Mml Investors Services, Llc
  Wellesley, MA
• 07/2016 → 01/2023
  Massmutual Life Insurance Co
  Wellesley, MA
• 01/2023 → 11/2024
  Pruco Securities, Llc
  Wakefield, MA
• 01/2023 → Present
  The Prudential Insurance Co. Of America
  Wakefield, MA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Wakefield, MA

Previous Registrations

• 2023-07-14 → 2024-11-14
  Pruco Securities, Llc.
  Wakefield, MA
  West Roxbury, MA

Other Businesses

1) 12/17/2024 - Joel Stein - Non-Variable Insurance Commission Trails - INV Related - At Wakefield, MA - Start Date 01/06/2023 - 0hrs/mth - 0hrs During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-05-19
• S63 Uniform Securities Agent State Law Examination
  2010-08-13

Other Names

• Joel Elliot Stein