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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-11 |
Branch Locations
2998 Douglas Blvd., Suite 320, Roseville, CA 95661 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Roseville | CA | 03/2011 | Present |
(1) 03/01/2011: NO BUSINESS NAME - INV REL - 1075 CREEKSIDE RIDGE SUITE 130, ROSEVILLE, CA 95678-3504 - NON-VARIABLE INSURANCE - 50% OF TIME SPENT - INDEPENDENT INSURANCE AGENT SELLING FIXED PRODUCTS (2) 08/13/2012: SAFE HARBOR PENSION & WEALTH - INV REL - 1075 CREEKSIDE RIDGE SUITE 130, ROSEVILLE, CA 95678-3504 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) (3) 09/10/2021 - Gerald G Harshberger II Financial Services - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/02/2019 - 100 Hours Per Month/40 Hours During Securities Trading - Formed an S-Corp for tax reasons. (4) 3/7/2023 - Placer Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/23/2023 - 120 Hours Per Month/120 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-06 |
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