Sarah Noella Santana

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 07/2019
  Edward Jones
  Morro Bay, CA
• 07/2019 → 05/2022
  Raymond James Financial Services, Inc.
  Morro Bay, CA
• 07/2019 → 05/2022
  Raymond James Financial Services Advisors, Inc.
  Morro Bay, CA
• 02/2024 → Present
  Nicholas Medeiros Cpa An Accountacy Corp.
  Morro Bay, CA
• 10/2019 → 03/2024
  Arbonne Independent Consultant
  Morro Bay, CA
• 12/2020 → 04/2021
  Alwl, Inc
  Morro Bay, CA
• 12/2020 → 01/2022
  Tranont
  San Luis Obispo, CA
• 08/2024 → 03/2025
  Arete Wealth Management
  Chicago, IL
• 08/2024 → 03/2025
  Arete Wealth Advisors
  Chicago, IL
• 05/2022 → 12/2023
  Pacific Permier Bank
  Morro Bay, CA
• 04/2025 → Present
  Lpl Financial
  San Luis Obispo, CA

Previous Registrations

• 2019-08-02 → 2022-05-16
  Raymond James Financial Services Advisors, Inc
  Morro Bay, CA
  Atascadero, CA
• 2010-06-07 → 2019-08-07
  Edward Jones
  Bakersfield, CA
  St Louis, MO
  Morro Bay, CA

Other Businesses

1.04/08/2025; Nicholas Medeiros CPA; Outside/W-2 Employment; Not Investment Related; Atascadero,CA; Start Date 03/17/2025; 2hrs/mth; 2hrs during trading 2.04/08/2025; Commercial Property Sarah Santana; Real Estate Rental; Investment Related; Atascadero,CA; Start Date 03/07/2025; 5hrs/mth; 0hrs during trading 3.04/08/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Obispo Wealth Management; Investment Related; at Reported Business Location(s); Start Date 03/07/2025; 173hrs/mth; 173hrs during trading 4.04/08/2025; Investwise Advisor; Speaker/ Seminar/ Workshops; Investment Related; at Reported Business Location(s); Start Date 03/07/2025; 2hrs/mth; 0hrs during trading 5.03/09/2026; Investwise Advisor; Business Owner; Not Investment Related; at Reported Business Location(s); Start Date 03/07/2025; 10hrs/mth; 0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-08-15
• S66 Uniform Combined State Law Examination
  2025-06-30

Other Names

• Sarah Noella Hosseini
• Sarah Ketchum
• Sarah Noella Ketchum