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William Neumann Thomas

U.S. Bancorp Advisors, LLC

Urbandale, IA

Pella, IA

Mount Ayr, IA

Ankeny, IA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • IA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

3501 Nw 86Th St, Urbandale, IA 50322 • United States

801 Broadway St, Pella, IA 50219 • United States

101 S Fillmore St, Mount Ayr, IA 50854 • United States

305 S Ankeny Blvd, Ankeny, IA 50021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Urbandale IA 03/2013 02/2026
U.S. Bancorp Advisors, Llc Ankeny IA 02/2026 Present
Previous Registrations
  • 2013-03-27 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    Saint Paul, MN
    West Des Moines, IA
    Des Moines, IA
    Des Moines, IA
    Des Moines, IA
    West Des Moines, IA
    Des Moines, IA
    Des Moines, IA
    Des Moines, IA
    Urbandale, IA
    Pella, IA
    Mount Ayr, IA
    New Sharon, IA
    Chariton, IA
  • 2010-06-07 → 2013-03-28
    Edward Jones
    Polk City, IA
    Ankeny, IA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-04
  • S66 Uniform Combined State Law Examination
    2010-06-04
Other Names
  • Will Neumann Thomas
  • William N Thomas

View on SEC IAPD

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