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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-07-22
  • FL RA
    APPROVED
    Since 2013-07-22

Branch Locations

12850 Forest Hill Boulevard, Wellington, FL 33414 • United States

4055 S State Road 7, Wellington, FL 33449 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 07/2013 Present
  • 07/2013 → Present
    Pnc Investments
    Pittsburgh, PA
Previous Registrations
  • 2009-04-02 → 2013-07-15
    Td Ameritrade, Inc.
    Boca Raton, FL
  • 2009-04-27 → 2013-07-15
    Td Ameritrade Investment Management, Llc
    Boca Raton, FL
  • 2005-10-11 → 2009-02-20
    Wellington, FL
Other Businesses

06/2011 / Owner / Brian Jones/rental / Non-Investment related / Zero hours during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-09
S63 Uniform Securities Agent State Law Examination 1998-12-07
  • S66 Uniform Combined State Law Examination
    2005-09-09
  • S63 Uniform Securities Agent State Law Examination
    1998-12-07

View on SEC IAPD

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