Scott R Miller

Current Employers

Employment History

• 07/2012 → 09/2018
  Truecourse Financial Partners Llc
  Milwaukee, WI
• 08/2013 → 09/2018
  Securities Service Network, Inc
  Milwaukee, WI
• 09/2018 → Present
  Kestra Investment Services, Llc.
  Waukesha, WI
• 09/2018 → Present
  Integrity Wealth Management
  Waukesha, WI
• 09/2018 → Present
  Kestra Advisory Services, Llc.
  Waukesha, WI

Previous Registrations

• 2016-03-07 → 2018-09-14
  Ssn Advisory, Inc.
  Brookfield, WI

Other Businesses

Business Name: Integrity Wealth Management Investment Related: Yes Address: 20975 Swenson Drive, Ste 125 Brookfield WI 53186 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Senior Financial Advisor Start Date: 9/17/2018 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: Gathering facts about clients' financial situations, providing analysis and offering solutions. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 9/17/2018 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Asset based fee structure for Advisory accounts. Individual planning fees. Investment Advice and research. Business Name: Convenient Tax Service Investment Related: No Address: 6633 West Forest Home Avenue Greenfield WI 53220 Nature of Business: Tax/Accounting/CPA Position, Title or Relationship: Tax Planner/Consultant Start Date: 9/17/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Collecting and transporting tax documents from clients. Delivering completed tax returns. Reviewing tax returns for financial clients. Business Name: Robertson Ryan Financial Services Investment Related: Yes Address: 20975 Swenson Drive, Ste 225 Waukesha WI 53186 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 7/15/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Provide investment advisory services or financial planning services. Business Name: TAX COACH LINDA POSITION: Tax Planner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 06/01/2023 ADDRESS: 15055 Santa Maria Drive, Brookfield WI 53005, United States DESCRIPTION: Collection of tax documents, interviews of tax clients, data entry into tax preparation software, printing tax returns, delivering tax returns and having conversations with tax clients about changes to the tax code or changes to their tax lives as they make life transitions like promotions, marriage, divorce, relocation, having children, college, retirement and death.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-02
• S63 Uniform Securities Agent State Law Examination
  2010-06-19