Lyndon Lapasaran

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2011-04-20

IL RA
APPROVED

Since 2011-04-20

Branch Locations

Arlington Heights, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Arlington Heights	IL	05/2010	Present
Massmutual Life Insurance Co	Arlington Heights	IL	07/2009	Present

05/2010 → Present

Mml Investors Services, Llc

Arlington Heights, IL
07/2009 → Present

Massmutual Life Insurance Co

Arlington Heights, IL

Other Businesses

NAME:UNITED REAL ESTATE - CHICAGO INV REL: N ADD: ONE MID AMERICA PLAZA, STE. 120, OAKBROOK TERRACE, IL 60181 NATURE: REAL ESTATE POSITION: AS A LICENSED REAL ESTATE BROKER, I WILL BE ASSISTING BUYERS AND SELLERS IN BUYING AND OR LISTING REAL ESTATE PROPERTIES. START DATE: 3/1/12 NO. HR/MO: 30 NO. HR/MO DURING SEC TRADING: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-02-23
S63	Uniform Securities Agent State Law Examination	2010-08-23

S65 Uniform Investment Adviser Law Examination

2011-02-23
S63 Uniform Securities Agent State Law Examination

2010-08-23

View on SEC IAPD