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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-05-06 |
| MN | RA | APPROVED | 2026-05-06 |
Branch Locations
Minneapolis, MN • United States
6400 C St Sw, Cedar Rapids, IA 52499 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Austin | TX | 08/2015 | 09/2016 |
| Kestra Financial, Inc. | Austin | TX | 10/2016 | 04/2018 |
| Unemployed | Bee Cave | TX | 05/2018 | 06/2018 |
| Scf Securities, Inc | Fresno | CA | 06/2018 | 01/2020 |
| Scf Investment Advisors | Fresno | CA | 06/2018 | 01/2020 |
| Wealth Enhancement Group | Plymouth | MN | 02/2020 | 03/2026 |
| Lpl Financial, Llc | Plymouth | MN | 02/2020 | 06/2025 |
| Wealth Enhancement Brokerage Services | Plymouth | MN | 02/2020 | 03/2026 |
| Wealth Enhancement Advisory Services | Plymouth | MN | 02/2020 | 03/2026 |
| Wfgia | Cedar Rapids | IA | 04/2026 | Present |
| Transamerica Financial Advisors | Cedar Rapids | IA | 05/2026 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-16 |
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