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Stefanie Nicole Swezey

Sofi Wealth LLC

San Francisco, CA

Jacksonville, FL

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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-01
  • FL RA
    APPROVED
    Since 2021-07-01

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

5335 Gate Parkway Suite 500, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 02/2016 10/2016
Pnc Bank Bethesda MD 02/2016 10/2016
Unemployed Clarksburg MD 10/2016 01/2017
Scottrade, Inc. Rockville MD 01/2017 03/2018
Florida State College Jacksonville FL 08/2015 12/2021
Ameriprise Financial Services, Llc Leesburg VA 02/2020 03/2021
Sofi Securities Llc San Fransisco CA 03/2021 Present
Sofi Wealth Llc San Fransisco CA 03/2021 Present
Liberty University Lynchburg VA 01/2022 10/2025
  • 02/2016 → 10/2016
    Pnc Investments
    Pittsburgh, PA
  • 02/2016 → 10/2016
    Pnc Bank
    Bethesda, MD
  • 10/2016 → 01/2017
    Unemployed
    Clarksburg, MD
  • 01/2017 → 03/2018
    Scottrade, Inc.
    Rockville, MD
  • 08/2015 → 12/2021
    Florida State College
    Jacksonville, FL
  • 02/2020 → 03/2021
    Ameriprise Financial Services, Llc
    Leesburg, VA
  • 03/2021 → Present
    Sofi Securities Llc
    San Fransisco, CA
  • 03/2021 → Present
    Sofi Wealth Llc
    San Fransisco, CA
  • 01/2022 → 10/2025
    Liberty University
    Lynchburg, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-04
S63 Uniform Securities Agent State Law Examination 2010-12-20
  • S66 Uniform Combined State Law Examination
    2013-11-04
  • S63 Uniform Securities Agent State Law Examination
    2010-12-20
Other Names
  • Stefanie Swezey
  • Stefanie Swezey
  • Stefanie Nicole Swezey
  • Stefanie N Swezey
  • Nikki Swezey

View on SEC IAPD

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ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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