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Yu Zhao Wu

Charles Schwab & Co., Inc.

Menlo Park, CA

CRD 5779282

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-13
  • CA RA
    APPROVED
    Since 2025-10-13

Branch Locations

800 El Camino Real Suite 100, Menlo Park, CA 94025-4875 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc San Bruno CA 04/2010 03/2018
Harrison Fund Daly City CA 03/2018 07/2019
Xnergy Llc Los Angeles CA 08/2019 06/2025
Charles Schwab & Co., Inc. Menlo Park CA 07/2025 Present
Charles Schwab Bank, Ssb Menlo Park CA 07/2025 Present
  • 04/2010 → 03/2018
    Scottrade, Inc
    San Bruno, CA
  • 03/2018 → 07/2019
    Harrison Fund
    Daly City, CA
  • 08/2019 → 06/2025
    Xnergy Llc
    Los Angeles, CA
  • 07/2025 → Present
    Charles Schwab & Co., Inc.
    Menlo Park, CA
  • 07/2025 → Present
    Charles Schwab Bank, Ssb
    Menlo Park, CA
Other Businesses

1) IHSS | Investment Related:No|691 CHINA BASIN ST #544|Healthcare Services|Caregiver|2025-01-23|Less than 20|0|caring for my elderly father when his regular caregivers aren't available to care for him

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-10
S63 Uniform Securities Agent State Law Examination 2012-01-03
  • S66 Uniform Combined State Law Examination
    2025-10-10
  • S63 Uniform Securities Agent State Law Examination
    2012-01-03
Other Names
  • Jon Wu

View on SEC IAPD

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