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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-17 |
Branch Locations
600 Brickell Avenue, Suite 1875, Miami, FL 33131 • United States
600 Brickell Avenue Suites 1875 And 2250, Miami, FL 33131 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated | Coral Gables | FL | 04/2010 | 09/2016 |
| Morgan Stanley | Plantation | FL | 09/2016 | 10/2023 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2016 | 10/2023 |
| Raymond James & Associates Inc. | Miami | FL | 10/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2016 | 10/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-09 |
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