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Providence Capital Advisors, LLC CRD 174631
$1.07B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4500 Cameron Valley Parkway Suite 270, Charlotte, NC 28211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-10-17 |
Branch Locations
4500 Cameron Valley Parkway Suite 270, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Charlotte | NC | 08/2019 | 10/2023 |
| Jpmorgan Securities Llc | Charlotte | NC | 08/2019 | 10/2023 |
| Factset Research Systems | Norwalk | CT | 02/2013 | 07/2017 |
| University Of North Carolina Kenan-Flagler Business School | Chapel Hill | NC | 08/2017 | 05/2019 |
| Jp Morgan | Atlanta | GA | 06/2018 | 08/2018 |
| Providence Capital Advisors, Llc | Charlotte | NC | 10/2023 | Present |
INSURANCE SALES; INVESTMENT-RELATED; CHARLOTTE, NC; INSURANCE AGENT; START DATE: 2023; APPROXIMATELY 0-5 HR/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-24 |
| S66 | Uniform Combined State Law Examination | 2012-05-26 |
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