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Timothy Kyle Brookshire

Charles Schwab & Co., Inc.

Houston, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

4200 Westheimer Rd Suite 100, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Fort Worth TX 08/2011 12/2022
Charles Schwab & Co., Inc. Houston TX 12/2022 Present
Charles Schwab Bank, Ssb Houston TX 11/2023 Present
  • 08/2011 → 12/2022
    Td Ameritrade, Inc.
    Fort Worth, TX
  • 12/2022 → Present
    Houston, TX
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Houston, TX
Previous Registrations
  • 2013-01-03 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Houston, TX
    Houston, TX
  • 2013-01-03 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Fort Worth, TX
    Westlake, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-28
S63 Uniform Securities Agent State Law Examination 2011-10-03
  • S66 Uniform Combined State Law Examination
    2012-12-28
  • S63 Uniform Securities Agent State Law Examination
    2011-10-03
Other Names
  • Tim Brookshire

View on SEC IAPD

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