Dean Allen Morgan Haithcox

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 08/2018
  Charles Schwab & Co., Inc
  Phoenix, AZ
• 08/2001 → 01/2024
  United States Army Reserve
  Mesa, AZ
• 10/2018 → 04/2022
  Morgan Stanley
  Gilbert, AZ
• 02/2019 → 04/2022
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 05/2018 → 09/2018
  Fay Mortgage
  Tempe, AZ
• 05/2022 → Present
  J. P. Morgan Securities Llc
  Tempe, AZ
• 05/2022 → Present
  Jpmorgan Bank Chase N. A.
  Tempe, AZ
• 02/2023 → 07/2024
  Uber And Lyft
  Gilbert, AZ

Previous Registrations

• 2019-01-01 → 2022-05-23
  Morgan Stanley
  Gilbert, AZ

Exams

• S66 Uniform Combined State Law Examination
  2018-12-28
• S63 Uniform Securities Agent State Law Examination
  2015-07-17

Other Names

• Dean Morgan Haithcox
• Dean Haithcox
• Dean Allen Haithcox
• Dean Allen Morgan Haithcox
• Dean Allen Morgan
• Dean Allen Haithcox