Best Investors Account Sign in
Claim This Profile
Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-12-08
  • MI RA
    APPROVED
    Since 2021-12-08

Branch Locations

Traverse City, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Alpena MI 04/2010 08/2019
Neil Seabase Insurance Agency Alpena MI 12/2010 02/2019
State Farm Investment Management Corp. Alpena MI 08/2018 08/2019
State Farm Insurance Alpena MI 03/2019 08/2019
State Farm Insurance Traverse City MI 08/2019 Present
State Farm Vp Management Corp. Traverse City MI 08/2019 Present
State Farm Investment Management Corp Traverse City MI 12/2021 Present
  • 04/2010 → 08/2019
    State Farm Vp Management Corp.
    Alpena, MI
  • 12/2010 → 02/2019
    Neil Seabase Insurance Agency
    Alpena, MI
  • 08/2018 → 08/2019
    Alpena, MI
  • 03/2019 → 08/2019
    State Farm Insurance
    Alpena, MI
  • 08/2019 → Present
    State Farm Insurance
    Traverse City, MI
  • 08/2019 → Present
    State Farm Vp Management Corp.
    Traverse City, MI
  • 12/2021 → Present
    Traverse City, MI
Other Businesses

1) Thunder Bay Blockheads; non-investment related; 3243 Harbor Drive, Alpena, MI 49707; Travel Baseball 9-13U; Board member; 8/1/17; Scheduling of Tournaments - Helping with Uniform and Vendors. Deposits given to Treasure; 10 hrs./mo.; 0 hrs./mo.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-05-27
  • S63 Uniform Securities Agent State Law Examination
    2010-05-27
Designations
  • Chartered Financial Consultant

View on SEC IAPD

More in Traverse City, MI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor