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Christopher Alan Taylor

Apex Strategic Wealth, LLC

Chattanooga, TN

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Current Employers
Apex Strategic Wealth, Llc

3800 St. Elmo Ave. Suite 129, Chattanooga, TN 37409 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-05-27
  • TN RA
    APPROVED
    Since 2020-05-27

Branch Locations

3800 St. Elmo Ave. Suite 129, Chattanooga, TN 37409 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Chattanooga TN 07/2013 11/2018
Solomonwood Financial Advisors Chattanooga TN 07/2013 Present
Innovative Advisory Partners, Llc Chattanooga TN 09/2016 06/2020
Apex Strategic Wealth, Llc Chattanooga TN 05/2020 Present
Previous Registrations
Other Businesses

(1) 05/17/2013: SolomonWood Financial Advisors - Non-Variable Insurance DBA - DBA: SolomonWood Financial Advisors - Investment Related - At Reported Business Location(s) - 10% Time Spent - Agent - fixed insurance: Life insurance (non variable), Disability, Long Term Care, and Health Insurance (2) 10/29/2013: SMWD Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 09/08/2016: Innovative Advisory Partners, LLC - Registered Investment Advisor - DBA: (Hybrid) Innovative Advisory Partners - Investment Related - 2433 S. Broad St, Chattanooga, TN 37415 - Start 08/15/2016 - 150 Hr/Mo; 130 Hour(s) During Securities Trading - I provide investment advisory services through Innovative Advisory Partners, LLC, an independent investment advisor firm. I started this business activity on 8/29/16. I expect to spend approximately 150 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 9/30/2016 - Innovative Advisory Partners, LLC - DBA: (Hybrid) Franklin Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:08/15/2016 - 150 Hours Per Month/120 Hours During Trading - I provide investment advisory services through Innovative Advisory Partners, LLC, an independent investment advisor firm. I started this business activity on 8/29/16. I expect to spend approximately 150 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 6/26/2018 - SolomonWood - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:06/06/2018 - 160 Hours Per Month/8 Hours During Trading. (6) 7/17/2018 - Innovative Advisory Partners, LLC - DBA: SolomonWood Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:08/15/2016 - 150 Hours Per Month/120 Hours During Trading - I provide investment advisory services through Innovative Advisory Partners, LLC, an independent investment advisor firm. I started this business activity on 7/18/2018. I expect to spend approximately 150 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 3/25/2020--APEX Strategic Wealth, LLC--Investment Related--At Reported Business Location(s)--Registered Investment Advisor Hybrid--Started 03/16/2020--80Hrs/Month During Trading--I Provide Investment Advisory Services Through APEX Strategic Wealth, LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-07
  • S66 Uniform Combined State Law Examination
    2011-11-07
Designations
Other Names
  • Chris A Taylor
  • Christopher Alan Brum-Taylor

View on SEC IAPD

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