Brian Hodgeman

Employer firm

Ally Invest Advisors CRD 170301

$1.73B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 12/2019
  M Holdings Securities, Inc.
  Portland, OR
• 09/2014 → 12/2019
  Evergreen Consulting
  Covington, KY
• 01/2006 → Present
  Htt Agency
  Cincinnati, OH
• 08/2021 → Present
  Ally Invest Securities Llc
  Charlotte, NC
• 10/2021 → Present
  Ally Invest Advisors
  Charlotte, NC

Previous Registrations

• 2014-10-23 → 2020-01-16
  M Holdings Securities, Inc.
  Covington, KY

Other Businesses

Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Specialist-Invest Premier Services. Dually licensed. 10/13/2021. 40+ hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts. Hodgeman Insurance & Financial, LLC. Not investment related. 4706 Jordan Woods Ct Cleves, OH 45002. Owner. 04/1/2018. 1 hr/month. Entity created to receive commissions for property and casualty insurance and life insurance commissions from HTT Agency.

Exams

• S66 Uniform Combined State Law Examination
  2015-02-04
• S63 Uniform Securities Agent State Law Examination
  1998-12-07

Other Names

• Brian Christopher Hodgeman