Christopher C Waters

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → Present
  Chris'S Cookies And Desserts
  Akron, OH
• 08/2015 → 06/2017
  Lpl Financial Llc
  Cleveland, OH
• 12/2016 → 01/2017
  Planned Financial Services, Llc
  Cleveland, OH
• 12/2017 → 10/2019
  Gwfs Equities
  Akron, OH
• 10/2019 → Present
  Nationwide Investment Services Corp
  Columbus, OH

Previous Registrations

• 2017-12-15 → 2019-10-24
  Empower Advisory Group, Llc
  Akron, OH
  Greenwood Village, CO
• 2015-08-06 → 2017-04-05
  Lpl Financial Llc
  Brecksville, OH
  Beachwood, OH
• 2016-07-12 → 2017-01-10
  Return On Life Wealth Partners
  Brecksville, OH
• 2014-10-13 → 2015-07-14
  J.P. Morgan Securities Llc
  Akron, OH

Other Businesses

"Owner/Sole Proprietor of Chris's Cookies and Desserts, located at 483 Rothrock Rd, Akron OH 44321. Started in December 2007, approximately 10 hours devoted per month, none during trading hours. Not investment related."Desserts

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-01-24
• S63 Uniform Securities Agent State Law Examination
  2010-06-12

Other Names

• Chris Waters
• Chris C Waters
• Christopher C Waters
• Christopher Waters
• Christopher Charles Waters