Solomon Shen

Current Employers

Employment History

• 12/2010 → 09/2016
  Wells Fargo Advisors Llc
  Myrtle Beach, SC
• 09/2016 → Present
  Lpl Financial, Llc
  Maitland, FL
• 09/2016 → 08/2024
  Merit Financial Group, Llc (Dba: Merit Financial Advisors)
  Maitland, FL
• 08/2024 → Present
  Synergy Investment Management
  Altamonte Springs, FL

Previous Registrations

• 2016-10-12 → 2024-08-30
  Merit Financial Advisors
  Maitland, FL
  Alpharetta, GA
• 2011-01-04 → 2016-10-11
  Wells Fargo Clearing Services, Llc
  Myrtle Beach, SC
  Orlando, FL
  Orlando, FL

Other Businesses

1. BTA Holdings, PLLC - Investment Related - 215 N Westmonte Dr., Altamonte Springs, FL 32714 - Investment and Financial planning - Owner, Manager, and Advisor - Started 01/01/2026 - 180 Hours Per Month/ 5.5 Hours During Securities Trading – My duties involve meeting with clients to review their financial plan and investments. 2. Exit Planning Institute, Orlando Chapter – Not Investment Related – Orlando, FL - Group of local advisors dedicated to changing the outcome for business owners looking to grow, transition, or exit their businesses - Board Member - Started 09/2023 - 3 Hours Per Month/ 0 Hours During Securities Trading – My duties are to help the membership grow and provide monthly meeting content. 3. WealthSpire at Work hosted by Synergy Wealth Alliance - Investment Related - 215 N Westmonte Dr., Altamonte Springs, FL 32714 - Financial Wellness - Financial Wellness Coach - Started 01/01/2026 - 6 Hours Per Month/ 4 Hours During Securities Trading – I meet with employees of the company to go through a financial wellness meeting that includes debt reduction strategies, budgeting, retirement planning, and other financial wellness discussions. 4. Blue Smoke LLC - Not Investment Related - 366 W Key Lime Sq SW, Vero Beach, FL 32968 - Managing holding company - Managing Member - Started 09/14/2021 - 2 Hours Per Month/ 2 Hours During Securities Trading – My duties involve overseeing entities held by the company. 5. Rental Property - Not Investment Related - 193 Abello Rd SW, Palm Bay Fl 32909 - Real Estate Rental – Started 06/01/2025 - 1 Hour Per Month/ 0 Hours During Securities Trading – My duties involve being an owner of real property. 6. Ceritified NRA Instructor- Other- Investment Related - FL- Start Date 11/12/2015 - 8 Hours Per Month/ 0 Hours During Trading 7. Crump Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/2025 - 1 Hour Per Month/0 Hours During Securities Trading. 8. Kick'N Ash BBQ - Not investment related - Home based - Business Owner - start date:04/20/2019 - 25 hrs/mo - 0 hrs during trading. 9. IAT Service Holdings - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 3/19/2019 - 25 Hours Per Month/0 Hours During Securities Trading - Revenue generated from DBA Kick'N Ash BBQ. 10. Merit Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/01/2021 - 10 Hours Per Month During Securities Trading. 11. NexStage Consulting - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/09/2024 - 50 Hours Per Month/ 25 Hours During Trading 12. Synergy Wealth Alliance - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/02/2026 - 5 Hours Per Month/ During Trading - I provide investment advisory services to Synergy Investment Management, LLC, an independent investment advisor firm.

Exams

• S66 Uniform Combined State Law Examination
  2011-01-03
• S63 Uniform Securities Agent State Law Examination
  2010-05-28