Lauren Austin Estes

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Independent Financial Group
  Memphis, TN

Previous Registrations

• 2013-01-03 → 2013-01-08
  Ameriprise Financial Services, Llc
  Germantown, TN
• 2010-12-08 → 2012-12-05
  Kestra Investment Services, Llc
  Memphis, TN

Other Businesses

(1) ALLEGIANT FINANCIAL PLANNING, LLC POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 135 SECURITIES TRADING HOURS: 135 START DATE: 02/01/2013 ADDRESS: 4100 Hilldale Ave, Memphis TN 38117, United States DESCRIPTION: DBA USED TO MARKET SECURITIES, ADVISORY, AND INSURANCE BUSINESS. (2) SPAY MEMPHIS POSITION: Board Member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/18/2019 ADDRESS: 3787 Summer, Memphis TN 38122, United States DESCRIPTION: General Board Member for Spay Memphis (3) LAUREN A ESTES POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/23/2020 ADDRESS: 4100 Hilldale Ave, Memphis TN 38117, United States DESCRIPTION: Outside sales of group health plans only (4) DONALD LEE ESTES REVOCABLE TRUST POSITION: Trustee NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/19/2024 ADDRESS: 4100 Hilldale Ave, Memphis TN 38117, United States DESCRIPTION: My father changed his personal trust and updated it this year. It was previously approved under the Estes Family Trust and that has been dissolved. (5) ESTES DESIGNS POSITION: Owner NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2018 ADDRESS: 4100 Hilldale Avenue, Memphis TN 38117, United States DESCRIPTION: 8) 100% OWNER OF DBA ESTES DESIGNS . PRODUCING AND SELLING ART PIECES. NON-INVESTMENT RELATED. 10% TIME SPENT ON ACTIVITY. BUSINESS CONDUCTED AT ADDRESS OF RECORD.

Exams

• S66 Uniform Combined State Law Examination
  2010-12-04

Designations

• Certified Financial Planner