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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-02-03 |
Branch Locations
156 N. Bayberry Parkway, Middletown, DE 19709 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Plymouth Meeting | PA | 04/2010 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 04/2018 |
| Mml Investors Services, Llc | Newark | DE | 03/2017 | 04/2018 |
| Penn Mutual Life Insurance Co | Horsham | PA | 04/2018 | 03/2022 |
| Hornor Townsend & Kent Inc | Horsham | PA | 04/2018 | 03/2022 |
| Lpl Financial Llc | Middletown | DE | 03/2022 | Present |
| Maryland Financial Group, Inc. Dba Straight Forward Financial | Rockville | MD | 03/2022 | Present |
1) 03/24/2022 - Straight Forward Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 3/11/2022 - 140 Hours Per Month/ 7 Hours During Securities - Time Spent 80%. 2) LPL Financial LLC dba Financial Advocacy Network - Inv. Related- Broke Dealer- Start date 3/2022 - Middletown, DE - Registered Representative - 160 hrs./140 during trading hours- Financial planning an asset management 3 ) 03/24/2022 - BlueHen Insurance - Investment Related - 108 Patriot Dr, Middletown, DE 19709 - Property and Casualty - Start date 3/11/2022 - 1 hrs per month./1 during trading hours - Time Spent 1%. 4) Real Estate Rental- owner/landlord- non inv. related- 1109 waters edge dr. Newark, DE start date 1/1/2006 & 299 Monroe St. Delaware City, DE - start date 1/1/2018 - 4hrs/month 5) Real Estate Rental- owner/landlord- inv. Related - 1109 Waters Edge Dr, Newark, DE 19702 start date 1/1/2006 - start date 1/1/2016 - 2hrs/month 6) John Hilmer- Independent Licensed Insurance Agent - Investment Related - Start 4/2018 - Middletown, DE - Life, Accident, Health/DI/LTL and Fixed Annuities - 20hrs/mth 7) 02/18/2025- Great Valley Advisor Group, Inc.- Registered Investment Advisor- Not INV Related- At Reported Business Location(s)- Start date 02/05/2025- 120 Hours Per Month- 120 Hours During Trading- I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 2/2025. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 02/18/2025- Great Valley Advisor Group, Inc- Registered Investment Advisor Hybrid- INV Related- At Reported Business Location(s)- Start date 02/05/2025- 120 Hours Per Month- 120 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-19 |
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