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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-02-03
  • DE RA
    APPROVED
    Since 2025-02-03

Branch Locations

156 N. Bayberry Parkway, Middletown, DE 19709 • United States

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Plymouth Meeting PA 04/2010 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 04/2018
Mml Investors Services, Llc Newark DE 03/2017 04/2018
Penn Mutual Life Insurance Co Horsham PA 04/2018 03/2022
Hornor Townsend & Kent Inc Horsham PA 04/2018 03/2022
Lpl Financial Llc Middletown DE 03/2022 Present
Maryland Financial Group, Inc. Dba Straight Forward Financial Rockville MD 03/2022 Present
  • 04/2010 → 03/2017
    Metlife Securities
    Plymouth Meeting, PA
  • 07/2016 → 04/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 04/2018
    Newark, DE
  • 04/2018 → 03/2022
    Penn Mutual Life Insurance Co
    Horsham, PA
  • 04/2018 → 03/2022
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 03/2022 → Present
    Lpl Financial Llc
    Middletown, DE
  • 03/2022 → Present
    Maryland Financial Group, Inc. Dba Straight Forward Financial
    Rockville, MD
Previous Registrations
  • 2022-04-04 → 2025-02-20
    Maryland Financial Group, Inc.
    Middletown, DE
    Rockville, MD
  • 2018-05-03 → 2022-03-25
    Newark, DE
    Wilmington, DE
  • 2017-03-25 → 2018-04-24
    Newark, DE
  • 2011-03-07 → 2017-03-25
    Msi Financial Services, Inc.
    Newark, DE
    Plymouth Meeting, PA
Other Businesses

1) 03/24/2022 - Straight Forward Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 3/11/2022 - 140 Hours Per Month/ 7 Hours During Securities - Time Spent 80%. 2) LPL Financial LLC dba Financial Advocacy Network - Inv. Related- Broke Dealer- Start date 3/2022 - Middletown, DE - Registered Representative - 160 hrs./140 during trading hours- Financial planning an asset management 3 ) 03/24/2022 - BlueHen Insurance - Investment Related - 108 Patriot Dr, Middletown, DE 19709 - Property and Casualty - Start date 3/11/2022 - 1 hrs per month./1 during trading hours - Time Spent 1%. 4) Real Estate Rental- owner/landlord- non inv. related- 1109 waters edge dr. Newark, DE start date 1/1/2006 & 299 Monroe St. Delaware City, DE - start date 1/1/2018 - 4hrs/month 5) Real Estate Rental- owner/landlord- inv. Related - 1109 Waters Edge Dr, Newark, DE 19702 start date 1/1/2006 - start date 1/1/2016 - 2hrs/month 6) John Hilmer- Independent Licensed Insurance Agent - Investment Related - Start 4/2018 - Middletown, DE - Life, Accident, Health/DI/LTL and Fixed Annuities - 20hrs/mth 7) 02/18/2025- Great Valley Advisor Group, Inc.- Registered Investment Advisor- Not INV Related- At Reported Business Location(s)- Start date 02/05/2025- 120 Hours Per Month- 120 Hours During Trading- I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 2/2025. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 02/18/2025- Great Valley Advisor Group, Inc- Registered Investment Advisor Hybrid- INV Related- At Reported Business Location(s)- Start date 02/05/2025- 120 Hours Per Month- 120 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-25
S63 Uniform Securities Agent State Law Examination 2010-06-19
  • S65 Uniform Investment Adviser Law Examination
    2011-02-25
  • S63 Uniform Securities Agent State Law Examination
    2010-06-19

View on SEC IAPD

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