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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED_RES | 2025-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Fort Wayne | IN | 01/2006 | 01/2025 |
| Osaic Wealth, Inc. | Fairbanks | AK | 01/2025 | Present |
1. WALTER KEYES, 121 SPRUCE STREET FAIRBANKS, AK 99709 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT AND HEALTH INSURANCE, DISABILITY INSURANCE, FIXED/INDEXED ANNUITES AND TRADITIONS INSURANCE PRODUCTS START DATE: 5/2007 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5 2. KEYES & ASSOCIATES, INC. 121 SPRUCE STREET FAIRBANKS, AK 99709 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS ACCIDENT/HEALTH INSURANCE, DISABILITY INSURANCE, FIXED/INDEXED ANNUITIES, LONG-TERM CARE AND TRADITIONAL LIFE INSURANCE PRODUCTS. START DATE: 1/2014 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-18 |
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