Brett Robert Komm

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 06/2019
  Foresters Financial
  Cheektowaga, NY
• 06/2017 → 06/2019
  Foresters Advisory Services
  Cheektowaga, NY
• 06/2018 → Present
  Landlord - Rental Property
  Kenmore, NY
• 06/2019 → 10/2024
  Cetera Investment Advisers Llc
  Cheektowaga, NY
• 06/2019 → 10/2024
  Cetera Investment Services Llc
  St Cloud, MN
• 10/2024 → Present
  Osaic Wealth, Inc.
  Amherst, NY

Previous Registrations

• 2019-06-19 → 2024-10-16
  Cetera Investment Advisers Llc
  Cheektowaga, NY
  East Amherst, NY
• 2017-07-11 → 2019-06-24
  Foresters Advisory Services, Llc
  Cheektowaga, NY

Other Businesses

1. LANDLORD POSITION: Homeowner NATURE: Homeowner for rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2018 ADDRESS: 192 Euclid Ave, Kenmore NY 14217, United States DESCRIPTION: Maintain residence and fix property when needed. 2. NOVA WEALTH LLC POSITION: Wealth Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 02/13/2023 ADDRESS: 100 Corporate Parkway Suite 320, Amherst NY 14226, United States DESCRIPTION: Nova Wealth is the team name for which business with Osaic will be done under. 3. BRETT KOMM INSURANCE PRODUCER POSITION: Insurance Producer NATURE: Insurance Producer INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 03/01/2010 ADDRESS: 100 Corporate Parkway Suite 320, Amherst NY 14226, United States DESCRIPTION: Licensed in life and health insurance. Offer life insurance and annuity products to clients if there is a need.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-06-17
• S63 Uniform Securities Agent State Law Examination
  2010-05-03