Geraldo Balderrama

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 11/2020
  Tiaa
  Lewisville, TX
• 09/2012 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Lewisville, TX
• 11/2020 → 10/2021
  Jpmorgan Chase Bank, N.A.
  Plano, TX
• 11/2020 → 10/2021
  J.P. Morgan Securities Llc
  Plano, TX
• 10/2021 → 03/2024
  Charles Schwab & Co., Inc.
  Westlake, TX
• 10/2021 → 03/2024
  Charles Schwab Bank, Ssb
  Westlake, TX
• 04/2024 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2021-12-02 → 2024-04-08
  Charles Schwab & Co., Inc.
  Westlake, TX
• 2021-01-05 → 2021-10-05
  J.P. Morgan Securities Llc
  San Antonio, TX
  Plano, TX
  Plano, TX

Other Businesses

MY NAME RINGS | NOT INVESTMENT-RELATED | Forney TX 75126 | RETAIL | OWNER | 04/01/2019 | LESS THAN 20 HPM | NONE DURING TRADING HRS | We engrave jewelry. Most activities are ecommerce and some of it are live market events.

Exams

• S66 Uniform Combined State Law Examination
  2020-12-26
• S63 Uniform Securities Agent State Law Examination
  2010-05-12