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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-14
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-01-14
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

4180 Us Rte 1, Ste 300, Monmouth Junction, NJ 08852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Monmouth Junction NJ 04/2010 Present
J.P. Morgan Securities Llc Monmouth Junction NJ 10/2012 Present
Njvm Llc East Brunswick NJ 05/2012 Present
Txvm Homes Llc East Brunswick NJ 05/2024 Present
  • 04/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Monmouth Junction, NJ
  • 10/2012 → Present
    Monmouth Junction, NJ
  • 05/2012 → Present
    Njvm Llc
    East Brunswick, NJ
  • 05/2024 → Present
    Txvm Homes Llc
    East Brunswick, NJ
Previous Registrations
  • 2011-12-07 → 2012-10-01
    Chase Investment Services Corp.
    Franklin Park, NJ
    Jamesburg, NJ
    Monroe, NJ
Other Businesses

Entity Name: TXVM Homes LLC Investment related: No Address: East Brunswick NJ 08816 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/24/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental property in Texas held under LLC. Spouse manages. Entity Name: Rental Property Investment related: No Address: FLAGLER BEACH, FL Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/01/2012 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Jointly owned rental property with spouse. Spouse Manages Entity Name: Rental Property Investment related: No Address: Smyrna, DE Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/01/2014 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Jointly owned rental property with spouse. Spouse Manages Entity Name: NJVM Homes LLC Investment related: No Address: East Brunswick, NJ Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/01/2016 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Joint ownership in LLC with spouse that holds several real estate properties in New Jersey.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-05
S63 Uniform Securities Agent State Law Examination 2010-05-28
  • S66 Uniform Combined State Law Examination
    2011-12-05
  • S63 Uniform Securities Agent State Law Examination
    2010-05-28

View on SEC IAPD

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