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Nora Christina Mccormack

Capital Group Private Client Services, Inc.

Los Angeles, CA

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Current Employers
Capital Group Private Client Services, Inc.

333 South Hope Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-09-17
CA RA APPROVED 2025-09-16
IL RA APPROVED 2025-09-16
NV RA APPROVED 2025-09-16
NY RA APPROVED 2025-09-16
TX RA APPROVED 2025-09-16
  • GA RA
    APPROVED
    Since 2025-09-17
  • CA RA
    APPROVED
    Since 2025-09-16
  • IL RA
    APPROVED
    Since 2025-09-16
  • NV RA
    APPROVED
    Since 2025-09-16
  • NY RA
    APPROVED
    Since 2025-09-16
  • TX RA
    APPROVED
    Since 2025-09-16

Branch Locations

333 S. Hope St., 55Th Fl., Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa / Usaa Investment Management Company San Antonio TX 10/2016 03/2018
Schroders / Schroder Fund Advisors Llc New York NY 02/2011 10/2016
Franklin Templeton / Franklin Distributors, Inc. San Mateo CA 04/2018 09/2024
Capital Group / Capital Client Group, Inc. Los Angeles CA 09/2024 09/2025
Capital Group / Capital Group Private Client Services, Inc. Los Angeles CA 09/2025 Present
  • 10/2016 → 03/2018
    Usaa / Usaa Investment Management Company
    San Antonio, TX
  • 02/2011 → 10/2016
    Schroders / Schroder Fund Advisors Llc
    New York, NY
  • 04/2018 → 09/2024
    Franklin Templeton / Franklin Distributors, Inc.
    San Mateo, CA
  • 09/2024 → 09/2025
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
  • 09/2025 → Present
    Capital Group / Capital Group Private Client Services, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-22
  • S66 Uniform Combined State Law Examination
    2024-11-22
Other Names
  • Nora Christina Badia
  • Nora C Badia
  • Nora C Mccormack

View on SEC IAPD

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TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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