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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-06-30 |
Branch Locations
150 N Radnor-Chester Rd Ste A100, Radnor, PA 19087 • United States
150 N Radnor-Chester Rd Ste A-100 [Qr-Rbo], Radnor, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 04/2010 | 08/2017 |
| Ubs Financial Services, Inc | Denver | CO | 08/2017 | 06/2026 |
| Wells Fargo Clearing Services, Llc | Radnor | PA | 06/2026 | Present |
FINITE MEDIA, LLC, HAS INVESTMENTS INTO IT BUT IS NOT INVESTMENT RELATED; INDEPENDENT FILM COMPANY IN WHICH I AM LISTED AS THE VICE PRESIDENT/PRODUCER FOR THE FILM; MANAGING MEMBER; START DATE: 12/01/2005; NO HOURS DEVOTED AT THIS TIME; NO LONGER HAVE ANY DUTIES-COMPANY STILL EXISTS, BUT NO LONGER USED, Officer, Film Producer, FlemingtonNJUnited States-08822.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-11 |
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