Yanay L Garciga

Current Employers

Employment History

• 09/2016 → 09/2016
  Hsbc Private Bank Plc
  New York, NY
• 05/2013 → 09/2016
  Hsbc Securities (Usa) Inc.
  New York, NY
• 09/2016 → Present
  Hsbc Bank Usa, National Association
  New York, NY
• 09/2016 → 02/2019
  Hsbc Securities Usa, Inc.
  New York, NY
• 06/2020 → Present
  Hsbc Securities (Usa) Inc.
  New York, NY

Previous Registrations

• 2013-06-03 → 2019-02-27
  Hsbc Securities (Usa) Inc.
  Miami, FL
  New York, NY
• 2007-09-12 → 2013-05-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  Miami, FL
  New York, NY

Other Businesses

1. The name of the other business - ALPFA NYC- Association of Latino Professionals for America 2. Whether the business is investment-related: No 3. The address of the other business - 85 Broad St. New York, NY 10004 4. The nature of the other business: Non-Profit 5. Your position: Lead Finance Business Partner within the CFO function of the local chapter. 6. Title/Relationship with the other business: The Lead Finance Business Partner will oversee and guide a team of Finance Business Partners in supporting the strategic financial needs of ALPFA New York. This leadership role ensures financial alignment across the chapter's initiatives, provides strategic insights to senior leadership, and drives best practices in financial planning, reporting, and analysis. 7. The start date of your relationship: 7/1/2025 8. The approximate number of hours/month you devote to the other business: The role requires a 5-8hrs weekly commitment and a one-year commitment 9. The number of hours you devote to the other business during securities trading hours: None - this will be done during my personal time. 10. Briefly describe your duties relating to the other business: See below: Team Leadership and Supervision: ?Supervise, mentor, and develop a team of Finance Business Partners, fostering a culture of collaboration, accountability, and professional growth. ?Ensure consistent financial planning, analysis, and reporting standards across all Finance Business Partners. Strategic Financial Support: ?Serve as a key strategic advisor to the CFO and leadership team on financial planning and organizational decision-making. ?Lead financial business partnering for high-priority initiatives and major organizational projects. Financial Planning and Analysis ?Lead quarterly forecasting and annual budget process ?Work closely with the CFO to enhance forecasting methodologies and long-term financial planning. ?Oversee financial reviews across operational areas, identifying trends, risks, and strategic opportunities. Compliance and Governance ?Ensure compliance with ALPFA's financial policies and support audit and governance requirements. Process Improvement ?Lead initiatives to standardize and optimize financial planning, reporting, and forecasting processes. ?Implement best practices for financial business partnering and performance management. Cross-Functional Collaboration: ?Act as a senior finance liaison with key operational and program leaders, strengthening financial knowledge and stewardship across the organization.

Exams

• S66 Uniform Combined State Law Examination
  2007-09-09

Other Names

• Yanay L Garciga
• Yanay L Rodriguez