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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Dallas | TX | 12/2009 | 04/2024 |
| Pfs Investments, Inc. | Dallas | TX | 05/2010 | 04/2024 |
| Lpl Financial Llc | Rowlett | TX | 04/2024 | Present |
1.06/12/2024; None; Other - LegalShield; Not Investment Related; 4409 Vista Creek Dr. Rowlett,TX; Start Date 04/09/2024; 2hrs/mth; 2hrs during trading 2.07/24/2024; None; Mortgage/Real Estate Services; Investment Related; 4409 Vista Creek Dr. Rowlett,TX; Start Date 04/09/2024; 3hrs/mth; 0hrs during trading 3.08/11/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Moyer Advisors; Investment Related; at Reported Business Location(s); Start Date 07/31/2026; 160hrs/mth; 130hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-28 |
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