Best Investors Account Sign in

Christopher John Moyer

LPl Financial LLC

Rowlett, TX

CRD 5776841

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-02
  • TX RA
    APPROVED
    Since 2024-04-02

Branch Locations

Rowlett, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Dallas TX 12/2009 04/2024
Pfs Investments, Inc. Dallas TX 05/2010 04/2024
Lpl Financial Llc Rowlett TX 04/2024 Present
Previous Registrations
Other Businesses

1.06/12/2024; None; Other - LegalShield; Not Investment Related; 4409 Vista Creek Dr. Rowlett,TX; Start Date 04/09/2024; 2hrs/mth; 2hrs during trading 2.07/24/2024; None; Mortgage/Real Estate Services; Investment Related; 4409 Vista Creek Dr. Rowlett,TX; Start Date 04/09/2024; 3hrs/mth; 0hrs during trading 3.08/11/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Moyer Advisors; Investment Related; at Reported Business Location(s); Start Date 07/31/2026; 160hrs/mth; 130hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-12
S63 Uniform Securities Agent State Law Examination 2010-08-28
  • S65 Uniform Investment Adviser Law Examination
    2013-08-12
  • S63 Uniform Securities Agent State Law Examination
    2010-08-28
Other Names
  • Christopher Moyer
  • Chris Moyer

View on SEC IAPD

More in Rowlett, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor