Amir Afahi

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Westminster, CA
• 05/2017 → Present
  Bank Of America, N.A.
  Westminster, CA
• 10/2015 → 05/2017
  Chase Bank
  Mission Viejo, CA

Previous Registrations

• 2012-10-01 → 2015-10-29
  J.P. Morgan Securities Llc
  Anaheim, CA
  Placentia, CA
  Anaheim, CA
  Anaheim, CA
  Irvine, CA
  Irvine, CA
• 2011-10-14 → 2012-10-01
  Chase Investment Services Corp.
  Yorba Linda, CA
  Upland, CA
  Upland, CA
  Yorba Linda, CA
  Anaheim Hills, CA
  Placentia, CA
  Anaheim, CA

Other Businesses

I*512129 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: ANAHEIM, California, 92808 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 7/1/2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams

• S66 Uniform Combined State Law Examination
  2011-10-12
• S63 Uniform Securities Agent State Law Examination
  2010-05-07

Other Names

• Amir H Afghahi