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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-07-25 |
Branch Locations
4018 Oleander Drive Suite 103, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Wilmington | NC | 12/2019 | 09/2021 |
| Hotel Ballast (Hilton) | Wilmington | NC | 08/2018 | 12/2019 |
| Satellite Bar And Lounge | Wilmington | NC | 10/2018 | 12/2018 |
| Marina Grill | Wilmington | NC | 05/2018 | 07/2018 |
| Free Lance Consulting | Wilmington | NC | 07/2017 | 04/2018 |
| Freaker Usa | Wilmington | NC | 11/2015 | 06/2017 |
| Commonwealth Financial Network | Waltham | MA | 09/2021 | 12/2023 |
| Commonwealth Financial Network | Waltham | MA | 01/2024 | 08/2024 |
| Commonwealth Financial Network | Waltham | MA | 08/2024 | Present |
| V & V Financial | Wilmington | NC | 01/2024 | 08/2024 |
| V & V Financial | Wilmington | NC | 08/2024 | 07/2026 |
| Pathfinder Wealth Consulting | Wilmington | NC | 07/2026 | Present |
Co-owner, Pathfinder Wealth Consulting, Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 6/30/2026; 100% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-22 |
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