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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-14
  • TX RA
    APPROVED
    Since 2018-02-14

Branch Locations

1900 Briarhill Blvd, Highland Village, TX 75077 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 03/2010 02/2018
Rfg Wealth Advisory Argyle TX 12/2014 03/2017
Lpl Financial Llc Highland Village TX 02/2018 Present
Previous Registrations
  • 2010-10-26 → 2018-02-14
    Invest Financial Corporation
    Lantana, TX
    Highland Village, TX
  • 2015-05-06 → 2017-03-13
    Argyle, TX
Other Businesses

1. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - INDEPENDENT INSURANCE AGENT - Start Date 09/28/2011 - 2-10 Hours Per Month - LIFE, ACCIDENT, HEALTH, HMO. 2. 02/14/2018 - JACKSON NATIONAL - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 02/05/2016 - FIXED ANNUITIES. 3. 5/1/2018 - DATCU Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/24/2018 - 160 Hours Per Month/6 Hours During Securities Trading. 4. 4/6/2020 - DATCU Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/03/2020 - 160 Hours Per Month/140 Hours During Securities Trading. 5. 01/23/2024 - Ash Brokerage - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/03/2024 - 10 Hours Per Month/ During Trading 6) 01/15/2025 - David B Robinson Advisors - Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:01/14/2025 - 40 Hrs/Mth - 10 Hrs During Trading. 7) 06/04/2025 - American National Insurance - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 06/02/2025 - 40 Hrs/Mth - 40 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-22
  • S66 Uniform Combined State Law Examination
    2010-10-22
Other Names
  • David B Robinson

View on SEC IAPD

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