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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-14 |
Branch Locations
1900 Briarhill Blvd, Highland Village, TX 75077 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 03/2010 | 02/2018 |
| Rfg Wealth Advisory | Argyle | TX | 12/2014 | 03/2017 |
| Lpl Financial Llc | Highland Village | TX | 02/2018 | Present |
1. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - INDEPENDENT INSURANCE AGENT - Start Date 09/28/2011 - 2-10 Hours Per Month - LIFE, ACCIDENT, HEALTH, HMO. 2. 02/14/2018 - JACKSON NATIONAL - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 02/05/2016 - FIXED ANNUITIES. 3. 5/1/2018 - DATCU Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/24/2018 - 160 Hours Per Month/6 Hours During Securities Trading. 4. 4/6/2020 - DATCU Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/03/2020 - 160 Hours Per Month/140 Hours During Securities Trading. 5. 01/23/2024 - Ash Brokerage - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/03/2024 - 10 Hours Per Month/ During Trading 6) 01/15/2025 - David B Robinson Advisors - Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:01/14/2025 - 40 Hrs/Mth - 10 Hrs During Trading. 7) 06/04/2025 - American National Insurance - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 06/02/2025 - 40 Hrs/Mth - 40 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-22 |
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