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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-04-10 |
| TX | RA | APPROVED | 2025-04-10 |
Branch Locations
9600 Cline Avenue, Highland, IN 46322 • United States
2734 169Th Street, Hammond, IN 46323 • United States
1837 E. 80Th Ave., Merrillville, IN 46410 • United States
4204 Calumet Avenue, Hammond, IN 46320 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 03/2010 | 07/2022 |
| J.P. Morgan Securities Llc | Chicago | IL | 10/2012 | 07/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 07/2022 | 04/2025 |
| Bank Of America, N.A. | Chicago | IL | 07/2022 | 04/2025 |
| J.P. Morgan Securities Llc | Merrillville | IN | 04/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Merrillville | IN | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-06 |
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