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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2011-08-23 |
| TX | RA | APPROVED | 2011-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hudson | OH | 08/2011 | Present |
| Bank Of America, N.A. | Hudson | OH | 09/2011 | Present |
NAME OF OUTSIDE BUSINESS ORGANIZATION: CLEVELAND ROCKS 4 CHARITY NON-PROFIT ORGANIZATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: BAY VILLAGE, OHIO 44140 NATURE OF BUSINESS: CHARITABLE ORGANIZATION POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER START DATE OF RELATIONSHIP: 5/1/2013 NUMBER OF HOURS DEVOTED: 32 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ASSIST OTHER CHARITIES THAT ARE IN THE COMMUNITY WITH GOOD CAUSES , BUT ARE FINANCIALLY STRUGGLING. THEY ASSIST BY HAVING FUNDRAISERS AND AUCTIONING AUTOGRAPHED GUITARS. I*138690 For profit or not for profit: Non-Profit Organization Name of outside business organization: Veteran Canine Connection - Cleveland, Ohio Investment related: No Address of business: Chagrin Falls, Ohio 44023 Nature of business: Charitable Organization Compensation for Activity: No Position, title, association: Committee Member Start date of relationship: 6/30/2021 Number of hours devoted: 20 hours Monthly Number of hours devoted during trading hours: 0 Duties: The charity provides trained companion dogs for veterans. I*1170277 For profit or not for profit: Entity For Profit Name of outside business organization: Cleveland Independents Investment related: No Address of business: Cleveland, Ohio, 44106 Nature of business: Corporation Position, title, association: Board Member Start date of relationship: 2/22/2023 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: I will be on the advisory board for events. I*: 2266295 Entity Type: Charitable Name of OBA: Rise in Love Address: N. Royalton, OH 44133 Investment Related: No Position, Title, Association: Volunteer Employee Start Date: 04/01/2025 Number of Hours: 4 hrs mthly Number of Hours during trading: 1 hr mthly Duties: Volunteer for whatever they need. Setting up for events, sponsoring events, etc
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-10 |
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