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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-08-23
TX RA APPROVED 2011-08-22
  • OH RA
    APPROVED
    Since 2011-08-23
  • TX RA
    APPROVED
    Since 2011-08-22

Branch Locations

10 W Streetsboro St, Hudson, OH 44236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hudson OH 08/2011 Present
Bank Of America, N.A. Hudson OH 09/2011 Present
Previous Registrations
Other Businesses

NAME OF OUTSIDE BUSINESS ORGANIZATION: CLEVELAND ROCKS 4 CHARITY NON-PROFIT ORGANIZATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: BAY VILLAGE, OHIO 44140 NATURE OF BUSINESS: CHARITABLE ORGANIZATION POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER START DATE OF RELATIONSHIP: 5/1/2013 NUMBER OF HOURS DEVOTED: 32 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ASSIST OTHER CHARITIES THAT ARE IN THE COMMUNITY WITH GOOD CAUSES , BUT ARE FINANCIALLY STRUGGLING. THEY ASSIST BY HAVING FUNDRAISERS AND AUCTIONING AUTOGRAPHED GUITARS. I*138690 For profit or not for profit: Non-Profit Organization Name of outside business organization: Veteran Canine Connection - Cleveland, Ohio Investment related: No Address of business: Chagrin Falls, Ohio 44023 Nature of business: Charitable Organization Compensation for Activity: No Position, title, association: Committee Member Start date of relationship: 6/30/2021 Number of hours devoted: 20 hours Monthly Number of hours devoted during trading hours: 0 Duties: The charity provides trained companion dogs for veterans. I*1170277 For profit or not for profit: Entity For Profit Name of outside business organization: Cleveland Independents Investment related: No Address of business: Cleveland, Ohio, 44106 Nature of business: Corporation Position, title, association: Board Member Start date of relationship: 2/22/2023 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: I will be on the advisory board for events. I*: 2266295 Entity Type: Charitable Name of OBA: Rise in Love Address: N. Royalton, OH 44133 Investment Related: No Position, Title, Association: Volunteer Employee Start Date: 04/01/2025 Number of Hours: 4 hrs mthly Number of Hours during trading: 1 hr mthly Duties: Volunteer for whatever they need. Setting up for events, sponsoring events, etc

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-10
  • S66 Uniform Combined State Law Examination
    2010-08-10
Other Names
  • Donna Bernsdorf
  • Donna J Bernsdorf

View on SEC IAPD

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