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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-03-21 |
Branch Locations
3200 W Ray Road Suite 101, Chandler, AZ 85226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | Mesa | AZ | 03/2010 | Present |
| Spirited Cakes | Mesa | AZ | 02/2008 | Present |
| J.P. Morgan Securities Llc | Mesa | AZ | 10/2012 | Present |
| Wilde Wealth Management | Tempe | AZ | 08/2021 | Present |
| Cetera Advisors Llc | St Cloud | MN | 08/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
(1) NAME OF OTHER BUSINESS: WILDE WEALTH MANAGEMENT INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2021, POSITION/TITLE/RELATIONSHIP: CUSTOMER SERVICE REPRESENTATIVE, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: SPIRITED CAKES INVESTMENT RELATED: NO, ADDRESS: 2445 E GARNET AVE, MESA, AZ, 85204 NATURE OF BUSINESS: CAKE BUSINESS, START DATE: 02/2008, POSITION/TITLE/RELATIONSHIP: OWNER, BAKER, APX NUMBER OF HOURS PER WEEK: 6, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TAKE ORDERS. MAKE CAKES AND DELIVER CAKES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-05 |
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