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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-13 |
| CA | RA | APPROVED | 2017-06-16 |
Branch Locations
1512 Eureka Rd 3Rd Fl [Ne-Rbo], Roseville, CA 95661 • United States
1596 State Highway 99, Gridley, CA 95948 • United States
1286 Stabler Ln, Yuba City, CA 95993 • United States
501 Market St, Colusa, CA 95932 • United States
900 Colusa Ave, Yuba City, CA 95991 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 06/2015 | 06/2017 |
| Wells Fargo Clearing Service, Llc | Roseville | CA | 06/2017 | Present |
RENTAL PROPERTY; INV RELATED; MARYSVILLE, CA; OWNER; START 07/01/13; 1 HR/MO; 0 DURING TRADING. RENTAL PROPERTY; INV. RELATED; MARYSVILLE, CA; OWNER; START DATE 12/1/2015; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-28 |
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