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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-21 |
| MI | RA | APPROVED | 2024-11-05 |
Branch Locations
G-5668 South Saginaw St, Flint, MI 48507 • United States
G-5491 North Saginaw St, Flint, MI 48505 • United States
111 East Court Street, Flint, MI 48502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Flint | MI | 08/2019 | Present |
| Jpmorgan Chase Bank, N.A. | Flint | MI | 08/2019 | Present |
| Jpmorgan Chase Bank, N.A. | White Lake | MI | 03/2016 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-25 |
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