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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-02-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Kent | WA | 01/2014 | 04/2021 |
| Jpmorgan Chase Bank | Kent | WA | 01/2014 | 04/2021 |
| Aero-Pacific Trading Co, Llc | Kent | WA | 07/1999 | 01/2022 |
| Harris Books | Kent | WA | 07/2000 | Present |
| Unemployed | Kent | WA | 05/2021 | 08/2021 |
| Keybank Na | Seattle | WA | 09/2021 | Present |
| Key Investment Services Llc | Brooklyn | OH | 01/2022 | Present |
1) NAME OF ENTITY: HARRIS BOOKS (PREVIOUSLY AUTHOR HOUSE) POSITION: AUTHOR START DATE: 7/15/2000 ADDRESS: 24266 Kent, WA DETAILS: PUBLISHING OF SELF AUTHORED FICTION NOVELS. HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 1 INVESTMENT RELATED: NO 2) The Wild Rose Press; not investment-related; production of fiction books; writer; zero hours per month during non-trading hours. 3) Kindle Direct Publishing; not investment-related; E-tailer; independent publisher; zero hours per month during non-trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-29 |
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