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Moses Tk Lin

Equitable Advisors, LLC

Arcadia, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-13
CA RA APPROVED 2026-07-03
  • TX RA
    APPROVED
    Since 2026-07-13
  • CA RA
    APPROVED
    Since 2026-07-03

Branch Locations

Arcadia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Los Angeles CA 11/2015 03/2022
Hsbc Bank Usa, N.A. Los Angeles CA 08/2016 03/2022
Signature Securities Newport Beach CA 03/2022 04/2023
Flagstar Advisors/Flagstar Bank Newport Beach CA 04/2023 06/2026
Equitable Advisors, Llc New York NY 07/2026 Present
  • 11/2015 → 03/2022
    Hsbc Securities (Usa) Inc.
    Los Angeles, CA
  • 08/2016 → 03/2022
    Hsbc Bank Usa, N.A.
    Los Angeles, CA
  • 03/2022 → 04/2023
    Signature Securities
    Newport Beach, CA
  • 04/2023 → 06/2026
    Flagstar Advisors/Flagstar Bank
    Newport Beach, CA
  • 07/2026 → Present
    Equitable Advisors, Llc
    New York, NY
Previous Registrations
  • 2022-03-18 → 2026-06-30
    Flagstar Securities, Inc
    Newport Beach, CA
    New York, NY
    New York, NY
  • 2015-11-24 → 2022-03-25
    Hsbc Securities (Usa) Inc.
    Los Angeles, CA
    Beverly Hills, CA
    Temple City, CA
    Los Angeles, CA
    Los Angeles, CA
    Pasadena, CA
    Glendale, CA
    Porter Ranch, CA
    Encino, CA
    San Marino, CA
    Temple City, CA
    Arcadia, CA
  • 2012-05-04 → 2015-11-25
    Citigroup Global Markets Inc.
    San Antonio, TX
    Arcadia, CA
    San Francisco, CA
    Fountain Valley, CA
    Arcadia, CA
    La Canada-Flintridge, CA
    Arcadia, CA
  • 2010-05-24 → 2012-03-29
    Edward Jones
    Glendora, CA
    Arcadia, CA
    St Louis, MO
    Arcadia, CA
Other Businesses

1) Independent Agent - outside fixed insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-21
  • S66 Uniform Combined State Law Examination
    2010-05-21
Other Names
  • Moses Lin

View on SEC IAPD

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