Carlo Nerko

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Cetera Financial Specialists Llc
  Schuamburg, IL
• 11/2010 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2011 → 01/2020
  Nerko & Nerko, Inc
  Uniondale, NY
• 07/2018 → 02/2021
  Okren, Llc
  Uniondale, NY
• 01/2019 → 12/2019
  Endless Entertainment, Inc
  New York, NY
• 01/2019 → 07/2026
  Carlo Nerko Represents
  Melville, NY
• 12/2020 → Present
  Okren Advisors, Llc
  Franklin Square, NY
• 07/2021 → 07/2026
  Round Of Applause, Llc
  New Hyde Park, NY

Other Businesses

1. NAME OF OTHER BUSINESS: NERKO GROUP LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX AND ACCOUNTING ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER / ENROLLED AGENT ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING AND TAX RETURN PREPARATION ; 2) NAME OF OTHER BUSINESS: OKREN ADVISORS, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2020; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-11-17