Michael Soto

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-06-25
CA	RA	APPROVED	2010-11-18

FL RA
APPROVED

Since 2024-06-25
CA RA
APPROVED

Since 2010-11-18

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

13099 S Cleveland Ave, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	06/2006	Present

06/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Other Businesses

I*: 2405289 Entity Type: For Profit Name of OBA: The Soto Family Trust LLC Address: Cape Coral, FL 33914 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/21/2025 Number of Hours: 3 hrs wkly Number of Hours during trading: 0 Duties: Remainder of Fitness business plus any future family LLC business holdings

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-18

S66 Uniform Combined State Law Examination

2006-09-18

View on SEC IAPD