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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-09-19
  • VA RA
    APPROVED
    Since 2022-09-19

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

1939 Roland Clarke Place Suite 400, Reston, VA 20191 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A Fairfax VA 04/2015 03/2021
Hsbc Securities (Usa) Inc. Fairfax VA 04/2015 03/2021
Wells Fargo Clearing Services, Llc Falls Church VA 03/2021 09/2022
Wells Fargo Bank, Na Falls Church VA 03/2021 09/2022
Lpl Financial Reston VA 09/2022 Present
Private Advisor Group, Llc Morristown NJ 09/2022 Present
Previous Registrations
Other Businesses

1-09/2022 / Global Advisor Group / DBA for LPL Business (entity for LPL business) / Investment Related / Reston, VA 2- 10/2018 / Old Vandals Alumni Association of North America / Volunteer Activity / Non Investment Related / Reston, VA 3- 01/2019 / Notary / Investment Related / Reston, VA 4) 01/09/2025 - Private Advisor Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:09/15/2022 - 40 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 09/2022. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 01/09/2025 - Private Advisor Group - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:09/15/2022 - 40 Hrs/Mth - 8 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-14
  • S66 Uniform Combined State Law Examination
    2012-11-14
Designations
Other Names
  • Nathan Yaw Asante Addo
  • Nathan A Addo

View on SEC IAPD

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