Michael B Nichley

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 03/2021
  Morgan Stanley
  Houston, TX
• 10/2015 → 03/2021
  Morgan Stanley Private Bank, National Association
  New York, NY
• 03/2021 → Present
  Ubs Financial Services Inc.
  Houston, TX
• 12/2015 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2012-01-17 → 2021-03-31
  Morgan Stanley
  Houston, TX
• 2010-07-21 → 2012-01-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX

Other Businesses

1) Name of Business: Golden Horns Properties LLC/Investment Related: No/Address: 622 Wycliffe Dr,Houston, Texas/Nature of Business: Real estate rental properties/Role: Proprietor / owner/Duties: Owner of LLC./Start Date:4/5/2023/Hours Devoted: No.

Exams

• S66 Uniform Combined State Law Examination
  2010-07-19

Other Names

• Michael Brandon Nichley